Regulatory reporting research
49 research papers
The State of IFRS 9 Compliance
New research confirms that achieving robust IFRS 9 systems is an ongoing evolutionary process. Financial firms must plug their technology gaps now to enjoy the system benefits later. In 2018, Chartis Research and Moody’s Analytics surveyed financial institutions about their projects to implement…
Controlling Data Across Borders: Effective globalized statutory reporting
In this report we will explore the challenges of modern statutory reporting and the strategies that financial institutions (FIs) can employ to manage them. Specifically, we will focus on the challenges that emerge from multi-entity and multi-standard reporting, as well as the drivers behind the…
Front Office Risk Management Technology, 2019: Market Update and Vendor Landscape
While the market dynamics that we identified in our 2018 FORM report persist, over the past year several developments have been shaping the landscape.
FRTB: Is time still on your side?
In March 2018, based on its observations of banks’ efforts to implement FRTB, the BCBS decided to postpone the deadline for implementation to 2022, acknowledging ‘ongoing challenges related to implementation of the standard’. With more time before implementation, banks now have an opportunity to re…
AI in RegTech: a quiet upheaval
Research by Chartis and IBM highlights new emerging themes in how artificial intelligence (AI) is used in regulatory technology to help financial institutions address risk management and regulatory compliance. In the specific areas of Financial Risk, Financial Crime Risk Management and Governance,…
Vendor Analysis: Bloomberg: Front Office Risk Management Technology
This Vendor Analysis is based on the Chartis quadrant report Front Office Risk Management Technology 2018 (published in June 2018). This section summarizes the key theses in that report; subsequent sections take a detailed look at Bloomberg’s quadrant positioning and scoring, and Chartis’…
Vendor Spotlight: Numerix Front Office Risk Management Technology 2018
This Vendor Spotlight is based on the Chartis quadrant report Front Office Risk Management Technology 2018 (published in June 2018). This section summarizes the key theses in that report; subsequent sections take a detailed look at Numerix’s quadrant positioning and scoring, and Chartis’ underlying…
Making the most of recovery: High-performance recovery and resolution planning: transforming data architecture with RRP solutions
For Financial Institutions (FIs), addressing the ongoing wave of global regulations is a complex, challenging and uncertain undertaking. The variety of legislation – and the technology needed to ensure compliance – can be bewildering. Recently, regulators’ increasing focus on the importance of data…
Front Office Risk Management Technology 2018
A complex tangle of embedded components Over the past three decades, Front Office Risk Management (FORM) has developed in a piecemeal way. As a result of historical business drivers and the varying needs of teams focused on different products within banks, FORM systems were created for individual…
Counting and Cutting the Cost of Compliance II
Financial Institutions (FIs) exist in a challenging environment. Following the last financial crisis, multiple waves of new national and supranational regulation have constricted FIs’ profits through, for example, the imposition of minimum capital requirements. Simultaneously, they have driven up…